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AccuroAI/Industry
AI security for banks & fintech.
SR 11-7. NYDFS Part 500. DORA. SOC 2. AccuroAI gives financial-services CISOs the prompt-level controls, model-risk documentation, and continuous evidence that regulators expect — without slowing the analysts using AI every day.
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Industry · Financial Services — AccuroAI dashboard
Sound familiar?

The problems this exists to solve.

Examiners now ask about AI
NYDFS flagged AI-specific cyber risk to covered entities, DORA pulls AI tooling into ICT-risk scope, and exam letters have started asking how usage is controlled. 'We're evaluating tooling' reads as a finding in progress.
MNPI is one paste from a model
A single analyst pasting deal flow into a consumer chatbot is a regulatory event. Perimeter tools never see it happen, because it looks like ordinary HTTPS traffic to a sanctioned-looking site.
Model-risk paperwork multiplies
SR 11-7 documentation was built for the models you develop. Now every vendor LLM your teams touch needs an inventory entry, an owner, and demonstrable controls.
Capabilities
Built for enterprise AI.
MNPI + trade data DLP
Block material non-public info, trade blotters, and client PII from leaving to public LLMs.
Model risk docs
Auto-generated SR 11-7 artifacts: model inventory, validation records, continuous-monitoring logs.
Fraud & AML augmentation
Let analysts use AI on case narratives, risk-scored client files, and SAR drafting — with redaction of PII preserved in the audit trail.
Regulatory coverage
NYDFS Part 500 §500.3 + §500.11, OCC 2011-12, DORA Art. 28, FINRA 3110 — mapped and continuously evidenced.
Third-party risk
Satisfies TRM reviews: SOC 2 Type II, ISO 27001/42001, penetration tests, SIG-Lite, CAIQ on request.
Privileged-data partitioning
Legal-privileged and regulator communications fenced from AI tools by default.
In practice

How it works for your team, day to day.

01

Examiner-ready evidence, continuously

Every AI interaction is logged, policy-mapped, and exportable against NYDFS Part 500, DORA, and SR 11-7 expectations. When the exam letter arrives, the AI section becomes a filter-and-export exercise instead of a quarter-long project.

SR 11-7-aligned AI inventory with ownership and control status
DORA ICT-risk mapping for EU-regulated entities
Immutable decision logs with seven-year retention
02

MNPI and client data stopped at the prompt

Classifiers for material non-public information patterns, client identifiers, and account data run inline at sub-38ms. Deal names, restricted tickers, and client PII are redacted before a prompt leaves the desk — in the browser, in desktop AI apps, and in the IDEs on the quant floor.

Restricted-list-aware detection for names and tickers
Source-code blocking for proprietary models and signals
Per-desk policies — research, trading, and operations differ
03

Deploys inside bank constraints

SSO through your identity provider, MDM push through your existing endpoint estate, data residency by region, and no new inline network device for your architecture review board to assess. Procurement receives SOC 2 Type II and ISO 42001 documentation on request.

Multi-region data residency options
No network re-architecture or SSL-interception changes
SOC 2 Type II, ISO 27001, and ISO 42001 documentation for TPRM
FAQ

The questions we hear most.

How is MNPI actually detected?

Layered classifiers: restricted-list matching for names and tickers, pattern detection for deal and position data, and contextual models for unstructured material information — all evaluated inline before the prompt transmits, with the redaction preserved in the audit trail.

Where does our data reside?

Regional residency options are available, and inspection happens inline — prompt content is processed for policy evaluation, not retained for model training.

Does this help with DORA?

Yes — AI tools your workforce uses fall inside DORA's ICT-risk perimeter for EU financial entities. AccuroAI provides the usage register, control evidence, and incident trail that scope expects.

Will inspection add latency on the trading floor?

Inspection runs at sub-38ms p99 — below human perception. No workflow we cover routes order flow through AccuroAI; we govern AI prompts, not trading systems.

Related
Team
Automated compliance reporting.
Every interaction auto-mapped to SOC 2, ISO 27001, ISO 42001, NIST AI RMF, EU AI Act, HIPAA, GDPR, and PCI DSS. Evidence on tap. Audits in hours, not weeks.
Learn more →
Risk
Meet GDPR, SOC 2, HIPAA standards.
Every AI interaction auto-mapped to the controls your auditor cares about. Evidence exportable in the formats they expect. Audit prep measured in hours.
Learn more →
Product
Protect & govern employee AI usage.
Every ChatGPT paste, every Claude conversation, every Copilot interaction — inspected, redacted, and logged at the prompt. Your workforce ships faster with AI. You stay in control.
Learn more →
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