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Resource · Financial Services Playbook

The Financial Services AI Security Playbook.

Every regulator that touches financial-services AI, on one map — DORA, NYDFS, the Fed and OCC, the EU AI Act, FINRA and the SEC — with dates, owners, and a 90-day program.

7
regulators mapped
90-day
program roadmap
5
exposure paths with controls
The one-page regulatory map: instrument × duty × date × owner — including the Oct 31, 2026 ECB deadline and the Dec 2, 2027 AI Act clock
The SR 26-2 vacuum explained: why genAI fell out of US model-risk guidance and what examiners expect anyway
Under DORA, your AI vendor is an ICT vendor — register, Article 30 contracts, and the 19 directly-supervised cloud providers
The five AI exposure paths specific to financial firms, each with its control
The examiner’s first five questions, and the 90-day discover → control → evidence program
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